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Seeking an attorney who is experienced with the Investment Company Act of 1940 to join its Legal Team. This position will be providing legal advice and support on the U.S. registered fund business, including mutual funds, ETFs and closed-end funds. The attorney will also provide support to the intermediary distribution efforts.

• Responsibilities: Providing ongoing advice with respect to structuring and maintaining registered investment vehicles, including the preparation and on-going review of registration statements
• Advising a variety of internal business clients, including portfolio managers, marketing and sales personnel on a variety of legal and regulatory matters associated with current and proposed business and operational initiatives
• Ensuring productive relationships with regulators and internal and external clients and boards of trustees/directors by demonstrating superior responsiveness and client service
• Preparing materials for boards of trustees/directors on a variety of routine and ad hoc legal and compliance matters
• Drafting and negotiating various contracts, including: (i) investment management agreements; (ii) intermediary distribution and servicing agreements; (iii) non-disclosure agreements; and (iv) agreements with various service providers
• Keeping abreast of new regulatory developments and acting as a liaison in implementation of rules and regulations
• Reviewing marketing materials and other client communications, including client information requests and requests for proposals
• Adjusting job responsibilities to accommodate changing priorities while managing multiple requirements and timelines
• At least 3 years of experience required

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