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Description

Job title

Compliance Analyst – Regulatory Compliance

Reports to

Senior Compliance Manager – Regulatory Compliance

Job Purpose

As the global marketplace has evolved, so has the complexity to balance the ever-increasing compliance demands of regulators to ensure ongoing process improvement within the Compliance Department . The Compliance Analyst will have strong visibility across the organization to perform due diligence with partners and vendors, as well as prepare due diligence packages for partners, vendors, bankers, and regulators.

Duties and R esponsibilities

• Work cross-functionally with various business units to ensure up-to-date information is provided to auditors, examiners, and banks in a timely manner.
• Collect, validate, and assess diligence materials on vendors and partners to meet regulatory requirements and risk tolerance.
• Suggest and prepare updates to vendor and partner management policies
• Assist the Senior Compliance Manager – Regulatory Compliance in completing ad-hoc projects
• Prepare periodic reports for management on risks posed by various relationships
• Participate, as needed, in regulatory examination process by preparing materials, meeting with regulators, and aligning stakeholders
• Help oversee the issue remediation process to ensure identified issues are corrected in a timely manner
• Assist the Senior Compliance Manager – Regulatory Compliance with miscellaneous licensing and regulatory reporting requirements as needed

Qualifications

• Minimum of 2 years of experience in the banking or MSB industry or as a regulator, examiner or auditor
• Demonstrated organization al, interpersonal and time management skills
• Strong attention to detail
• Project management experience preferred
• Proficient knowledge and demonstrated ability in the Microsoft Word, Excel and PowerPoint
• Excellent verbal and written communication skills in English (Spanish a plus)
• Working knowledge of AML/CTF/Fraud laws, including the BSA, USA PATRIOT Act , CFPB and OFAC
• Bachelor’s degree in business related field and/or Paralegal Certificate preferable
• Ability to adapt to change quickly and manage multiple tasks successfully
• Intellectually curious and willing to learn a must

Working Conditions and Physical Demands

• Primarily sedentary work in a general office environment
• Requires manual dexterity to use computer, telephone and peripherals
• Flexibility to stand or walk as needed
• Ability to sit for extended periods

DANDELION PAYMENTS , INC. A Euronet Worldwide Company

7000 Village Drive, Suite 200

• Buena Park, C A 9062 1
• USA

Phone +1 562 345 2100