Full TimeRemote
Bracebridge Capital, LLC is a leading hedge fund manager with approximately $12 billion of net assets under management. The firm pursues investment strategies primarily within the global fixed income markets with the objectives of capital preservation and absolute return without significant correlation to equity, interest rate and foreign exchange markets. Established in 1994, Bracebridge manages private investment funds that serve endowments, foundations, pension funds and other institutional and high-net-worth investors.
Approximately 150 employees operate from our office located in Boston’s historic Back Bay. The entrepreneurial and collaborative culture at Bracebridge rewards and supports motivated, dedicated, enthusiastic and intellectually curious individuals. We believe our firm’s greatest asset is the people who work here.
Bracebridge is seeking a Compliance Officer to work with a team in maintaining and enhancing its compliance program as well as ensuring firm compliance with SEC, CFTC and other applicable rules and regulations.
This individual will report to the Chief Compliance Officer (CCO) and assist the team in:
- Conducting risk assessments
- Developing and administering policies and procedures
- Monitoring and testing
- Building and conducting forensic testing on various compliance areas
- Day-to-day administration of code of ethics/personal trading policy
- Vetting potential wall cross/market sounding scenarios
- Drafting and making regulatory filings (e.g., Forms ADV, PF, 13H)
- Tracking and addressing regulatory developments
- Developing, administering and delivering in-person and online training
Qualifications:
- Bachelor’s degree
- 3-7 years of experience in compliance, operations or audit in the investment advisory industry
- Team player with a high degree of professional integrity, judgment and discretion
- Strong work ethic, initiative, proactive approach and attention to detail
- Strong communication skills (verbal and written)
- Ability to prioritize effectively and deliver timely, high-quality work
- Knowledge of fixed income and derivative products a plus
- Prior experience drafting and making regulatory filings, a plus
- Prior experience working on a regulatory examination, a plus
- JD, MBA, CFA, IACCP or similar designation, a plus
