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Position Overview – Deputy Chief Compliance Officer: Our client, a leading investment management firm, is seeking an accomplished Deputy Chief Compliance Officer and Counsel to join their Legal and Compliance team. Reporting to the CCO, the selected candidate will help oversee regulatory compliance across private funds, CLOs, and business operations.

Compensation: $250,000.00 – $300,000.00 + bonus (150k – 200k) Location: New York City

Responsibilities as the Deputy Chief Compliance Officer include:

• Enhancing documentation of policies, procedures, and testing
• Developing and delivering compliance training
• Fostering a culture of excellence, teamwork, and continuous improving
• Drafting, implementing, and maintaining compliance policies and procedures
• Ensuring adherence to regulations and standards
• Staying updated on evolving regulations
• Adapting compliance program as needed
• Conducting monitoring for regulatory filings
• Working on preparing and making filings
• Creating procedures for marketing guidelines and documents

Qualifications for the Deputy Chief Compliance Officer include:

• Bachelor’s degree and JD
• At least ten years experience at a multi-strategy hedge fund
• In-depth knowledge of compliance requirements applicable to SEC-registered investment advisers
• Significant experience in drafting policies, procedures, and memorandums. The ability to draft independently is critical
• Willingness to be very hands-on and proactive in offering solutions; comfortable with technology and data
• Team player and self-starter who thrives in a fast-paced environment; ability to be calm under pressure
• Outstanding communication skills, both written and verbal

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About Atlantic Group: Atlantic Group, founded in 2006, is an industry leader in executive and professional search & staffing. Headquartered in New York City with offices in Philadelphia, Boston, Chicago, London, Stamford, and Blue Bell, PA, we can penetrate networks and execute searches regionally, nationally, and globally. Vertical specialization includes Finance & Accounting, Capital Markets, Healthcare, Real Estate & Construction, Information Technology, Administrative & Corporate Services, Short & Long Term Staffing Services as well as Outsourced Payroll Services.

For more information about the search capabilities of each division, please visit our website, www.atlanticrecruiters.com.

───────────────────────────────── NOTE: Our team of recruiters will reach out to eligible candidates within 2-3 days to discuss positions nearby that align with their qualifications and preferences.

JOB ID: 35992