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Posted May 29 Full TimeChicago, Illinois Must have 1940 Act and Board Governance Experience
Location: Chicago, IL
Job Description: We are seeking a JD with knowledge of the Investment Company Act of 1940 and experience in managing board meetings.
Responsibilities:
- Ensure compliance with the Investment Company Act of 1940 and related regulations.
- Prepare and manage board meeting agendas, materials, and minutes.
- Advise the board and senior management on compliance and governance matters.
- Coordinate with internal and external auditors and regulatory bodies.
- Monitor and implement changes in regulatory requirements.
Qualifications:
- Minimum 5 years of experience in compliance or legal roles related to the '40 Act.
- Proven experience in managing board meetings and corporate governance.
- Strong understanding of SEC regulations and investment company compliance.
- Excellent communication and organizational skills.
- JD or CPA preferred.