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Company logoPosted May 29
Full Time
Chicago, Illinois

Must have 1940 Act and Board Governance Experience Location: Chicago, IL Job Description: We are seeking a JD with knowledge of the Investment Company Act of 1940 and experience in managing board meetings. Responsibilities:

  • Ensure compliance with the Investment Company Act of 1940 and related regulations.
  • Prepare and manage board meeting agendas, materials, and minutes.
  • Advise the board and senior management on compliance and governance matters.
  • Coordinate with internal and external auditors and regulatory bodies.
  • Monitor and implement changes in regulatory requirements.

Qualifications:

  • Minimum 5 years of experience in compliance or legal roles related to the '40 Act.
  • Proven experience in managing board meetings and corporate governance.
  • Strong understanding of SEC regulations and investment company compliance.
  • Excellent communication and organizational skills.
  • JD or CPA preferred.