Securities

Insights, strategies, and resources for this topic.

FTX Ordered to Pay Damages, SEC Sues NovaTech and Coinbase Criticizes FTC Definition
FTX Ordered to Pay Damages, SEC Sues NovaTech and Coinbase Criticizes FTC Definition

FTX was ordered to pay 12.7B to victims, the SEC has filed a lawsuit against NovaTech, and Coinbase criticizes the SEC definition of "exchange".

Aug 15, 2024
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SEC Sues Crypto Company Kraken for Operating Unregistered Exchange
SEC Sues Crypto Company Kraken for Operating Unregistered Exchange

According to the SEC complaint, Kraken has made hundreds of millions of dollars unlawfully facilitating the buying and selling of crypto asset securities.

Nov 22, 2023
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DISCO, Executives Hit With Second Securities Class Action 
DISCO, Executives Hit With Second Securities Class Action 

Allegations of violating federal securities law and misleading statements to investors continue to plague the company.

Nov 14, 2023
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Social Media Investment Promotion Challenges Outdated Securities Laws

The 90-year old Securities Act is being challenged by modern day social media influencers.

Oct 23, 2023
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Hybrid Token Offerings: The Rise of Token Offerings For Venture-Backed Companies
Hybrid Token Offerings: The Rise of Token Offerings For Venture-Backed Companies

A publication by DLA Piper - Many of the ICOs and SAFTs in 2017 were for the first amount of capital for the companies involved, and most of these companies did not have any traditional venture capital investors in their capital structure. We are seeing a new parallel trend, however, that is now emerging for startups with traditional venture capital funding: these companies are exploring how to “tokenize” their business to use blockchain technology and raise non-dilutive capital through a token generation event. These hybrid token offerings raise numerous questions for traditional investors.

Feb 22, 2018
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A Securities Law Framework for Blockchain Tokens
A Securities Law Framework for Blockchain Tokens

An initiative of Coinbase, Coin Center, Union Square Ventures, and Consensys

Jan 23, 2018
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What is a Smart Contract?
What is a Smart Contract?

A smart contract is a computer protocol intended to digitally facilitate, verify, or enforce the negotiation or performance of a contract. This guide explains what smart contracts are, and discusses some of their proporties as well as the legal challenges surrounding this new type of agreement.

Jan 15, 2018
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What will be the impact of blockchain on the legal industry?
What will be the impact of blockchain on the legal industry?

The legal industry is often cited as ripe for disruption and in the same breath criticized for being slow to embrace change. This guide looks at the implications of blockchain technology for the legal industry.

Jan 15, 2018
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Initial Coin Offerings: A Regulatory Overview
Initial Coin Offerings: A Regulatory Overview

Initial Coin Offerings or ICOs's are an increasingly popular method to raise capital. This guide gives an overview of the legal frameworks that are currently emerging around ICO's

Jan 15, 2018
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Blockchain 101
Blockchain 101

An introduction to key concepts related to blockchain, bitcoin and cryptocurrencies.

Jan 15, 2018
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Bitcoin
Bitcoin

Bitcoin is a cryptocurrency that allows transactions to take place directly between two parties, without the need of a central bank acting as a middle-man. This legal guide explains what Bitcoin is, and covers some of the legal issues facing this new type of currency.

Jul 13, 2017
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