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Location: NYC (Midtown) Compensation: $225k-$275k + bonus ($50k-75k)

Company Background: Our client is one of the world’s leading private label securitization and asset management firms. They are a boutique financial services company with a primary focus on the buying and securitizing of residential mortgage loans. Since inception, they have excelled in supporting loan acquisitions, securitizing, and managing real estate and other related assets in the U.S. and Europe.

Job Description and Responsibilities: • Support the development and implementation of action plans, including policies and procedures to ensure all aspects of company compliance, and prevent violations and systemic compliance issues for internal departments and external service providers. • Review changes to regulatory requirements and help manage regulatory developments internally and across all servicing relationships. • Manage company licensing requirements for mortgage and consumer products and manage process for annual recertifications, state examinations, and audits for regulatory agencies and GSEs. • Responsible for periodic corporate licensing filings and submissions. • Develop policies and procedures regarding federal, state, local and GDPR (EEA and UK), international regulations regarding data security and consumer privacy. • Support company records retention program and help implement best practices for secure data transmission and data archiving/destruction. • Provide recommendations and monitor compliance training for all employees.

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